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The Prevention of Insider Trading
In order to prevent the company's insiders from violating the relevant regulations on insider trading due to ignorance of legal regulations, resulting in insider lawsuits and damage to the company's reputation, the company has established a good internal important information processing and disclosure mechanism to avoid improper leakage of information, and In accordance with the relevant legal provisions of Article 157 of the Security Exchange Regulations, these measures are specifically formulated for compliance.
The regulated objects of insider trading are:
1. Insiders
The regulated objects of insider trading are:
1. Insiders
- The directors and managers of the company.
- Shareholders holding more than 10% of the company’s shares.
- Insiders’ shareholdings should include their spouses, minor children, and those holding shares in the name of others.
- A person who learns of the company's news that has a significant impact on the stock price due to status, occupation or control relationship.
- Those who have lost their status in the first three paragraphs less than 6 months ago.
- Recipient of the message: the person who receives the message from the person listed in the previous 4 paragraphs.